Table 1 Main research directions of this topic.

From: A modified dynamic DEA model to assess the wastewater treatment efficiency: perspective from Yangtze River and Non-Yangtze River Basin

Aspect

Key indicators

Literature

Research methods

Main findings

Industrial water use/wastewater treatment efficiency

COD, NH4–N, water consumption

Wang et al.10

SBM-DEA; Shadow Price

There are still great potentials to reduce water consumption and pollutants’ discharge and great geographic disparities in different areas

COD, ammonia nitrogen

Fujii and Managi11

WRDDM

The results indicate that wastewater management efficiency improved in the eastern and central regions. However, there is a significant efficiency gap between provinces in the western region

Total energy consumption; industrial value added; industrial wastewater emissions

Yang and Li12

SBM-DEA and MATLAB programming

TFE of wastewater control in the industrial sectors is still far from optimal, and low wastewater control has become one of the obstacles to its sustainable development

Industrial solid waste; assets

Ren et al.13

Dynamic modified SBM-DEA

In recent years the average efficiency of NYREB in many provinces shows a declining trend, and the average efficiency of solid waste treatment in provinces of YREB is mostly concentrated at a high level

The total efficiency scores under the influence of urbanization are generally higher than that without the influence of urbanization level. Urbanization level has a significantly positive impact on wastewater output efficiency in each region

Water pollution disease efficiency and the total efficiency of the eastern, western, and central regions all show a decreasing trend

COD; urbanization rate water diseases; wastewater treatment capacity; COD

Sun et al.14

Sun et al.15

Dynamic exogenous variable SBM-DEA Dynamic network SBM-DEA

Wastewater treatment plants

GHG; COD; climate type eco-efficiency; carbon footprint; CO2; techno-economic efficiency; technological gap ratios; concentration of pollutants

Zhang et al.16; Dong et al.17; Gémar et al.18

WRDDM.; Combining DEA with uncertainty assessment

The operational costs and greenhouse gas emissions are the main drivers reducing eco-productivity

WWTPs in eastern and western China significantly outperform those in the central region in terms of mean efficiency and performance stability

An et al.26

ESDA model; super-efficiency DEA; Malmquist index

From 2011 to 2015, urban wastewater discharge showed a spatial agglomeration trend

Both technological upgrade and scale-up efficiency are negative, leading to low overall efficiency

Zhang et al.27

Statistical data analysis

Unbalanced population distribution and economic development led to differences in the efficiency of wastewater treatment plants between regions

Hernández-Sancho et al.28; Hernández-Sancho et al.29

Non-radial DEA

The efficiency levels for the studied sample of WWTPs are low

Plant size, quantity of eliminated organic matter, and bioreactor aeration type are significant variables affecting the energy efficiency of WWTPs

Huang et al.30

Applied energy

The study evaluated the energy efficiency of wastewater treatment plants in the Yangtze River Delta and gave perspectives on regional discrepancies

Jiang et al.31

SBM-DEA

Large WWTPs operate more efficiently than small ones. Of these, 170 wastewater treatment plants are relatively efficient, with a score of 1; 691 low-efficiency samples have different degrees of excess input or insufficient output

WU-WT system (water use and water treatment)

Water use; capital invested; wastewater treatment: wastewater discharge cost capital

Zhou et al.32; Hu et al.33

Mixed network two-stage SBM-DEA model;

In the past ten years, the WU efficiencies are often higher than the WT efficiencies

The WT efficiencies are often lower than the WU efficiencies during 2006–2015

Bi-level programming (BLP) and DEA

It is found that water systems can be cost-effective only when both water use and wastewater treatment subsystems are cost-effective

Urban wastewater treatment efficiency (UWWTE)

Length of sewage pipeline; daily treatment capacity; total amount of wastewater treated; dry sludge

Bian et al.34

Dynamic DEA

In China the main reason for the low efficiency of regional urban sewage purification systems is the poor sewage purification effect

The results show that the overall UWTE is at a low level, as evidenced by the fact the average efficiency score is 0.51 during 2008–2017, and no cities have an efficiency score equal to 1 in the Yangtze River Economic Belt

Pan et al.35

Bootstrap-DEA model and Malmquist index

Agricultural water use efficiency

Number of agricultural workers; agricultural water consumption; agricultural fixed assets

Wang et al.25

SFA and spatial econometrics

AWUE of all provinces showed an upward trend during the observation period with obvious spatial correlation and unbalanced development of provinces

Labor; capital water resources; agricultural production; greywater

Huang et al.36; Yang et al.24

Modified gravity model; SBM-DEA; social network analysis method; QAP

The overall trend of AWUE in China has been fluctuating and declining, and the structure of AWUE spatial network in China is complex and relatively stable with close inter-provincial connection and obvious spatial spillover effect. Geographical proximity, technological development level, farmers’ income, and natural resource endowment have a significant impact on the development of AWUE network